Clinical Trial Manuscript Submission Checklist: Registration, Protocol, SAP, CONSORT 2025 Checklist and Data Sharing Statement
Editors assess a clinical trial manuscript as a linked package: registry record, protocol, statistical analysis plan, CONSORT 2025 checklist and data sharing statement, cross-checked for the same primary outcome, sample size and analysis population.

- Documents cross-checked
- Registry, protocol, SAP, manuscript
- CONSORT 2025
- 30 items plus flow diagram
- Registration
- At or before first patient consent
- Data sharing statement
- Required by ICMJE since July 2018
Quick answer
- Register prospectively and keep the primary outcome identical everywhere.
- Finalise and date the SAP before unblinding, with the estimand defined.
- Complete CONSORT 2025 with page numbers and include an explicit data sharing statement.
01Trial registration
ICMJE journals require registration in a public registry at or before the time of first patient consent, as a condition of publication [3, 4]. Acceptable registries are ClinicalTrials.gov or a WHO ICTRP primary registry, and the registration number should appear at the end of the abstract [3]. The registered primary outcome must match the manuscript. If registration was late, state the date and the reason; ICMJE expects such exceptions to be rare and explained [3].
- Registry name, number and date of registration versus date of first enrolment.
- Registered primary outcome, time point and measurement method identical to the manuscript.
- Dated history of registry amendments explained in the methods.
02Protocol
SPIRIT 2025 updates the protocol standard alongside CONSORT 2025, so the protocol and results report share structure and terminology [5]. Submit the protocol version that governed the trial, with version numbers and dates for all amendments. Selective outcome reporting is found by comparing protocols with publications: in one landmark comparison, 62% of trials had at least one primary outcome changed, introduced or omitted [2].
03Statistical analysis plan
Finalise the statistical analysis plan (SAP) before the blind is broken [6]. Gamble and colleagues define minimum SAP content, including analysis populations, the primary analysis model, covariate adjustment, handling of missing data, multiplicity, interim analyses and sensitivity analyses [7]. Our SAP guide covers each element.
Define the estimand for the primary outcome. ICH E9(R1) gives it five attributes: the population, the treatment conditions compared, the variable (endpoint), the handling of intercurrent events such as treatment discontinuation or rescue medication, and the population-level summary measure [8]. State the strategy for each intercurrent event (treatment policy, hypothetical, composite, while on treatment or principal stratum) and align the primary and sensitivity analyses with it, so that missing-data assumptions are explicit.
- SAP version and date preceding unblinding.
- Any deviation from the SAP reported in the manuscript, with its rationale.
04CONSORT 2025 checklist
CONSORT 2025 is a 30-item checklist with a participant flow diagram. The update added seven items, revised three and deleted one, integrated items from the Harms, Outcomes and Non-pharmacological Treatment extensions and TIDieR, and introduced a new open science section [1]. Complete the checklist with page numbers, not “yes/no” entries.
- Open science section: registration, protocol and SAP access, data sharing, funding and conflicts of interest.
- Flow diagram with numbers assessed, randomised, allocated, lost to follow-up and analysed per arm.
- Harms reported systematically for each group, not only serious adverse events.
- Intervention described in enough detail for replication.
05Data sharing statement
Since 1 July 2018, ICMJE journals require a data sharing statement in reports of clinical trials, and trials that begin enrolling on or after 1 January 2019 must include a data sharing plan in the registration record [9]. The statement should say whether individual participant data will be shared, which data, which supporting documents (protocol, SAP, analytic code), when, with whom, for what analyses and by what mechanism. A statement that data will not be shared is acceptable if it is explicit; it should match the registry entry.
06Abstract, title and outcome reporting
The abstract is screened first and must stand alone. CONSORT 2025 keeps a structured abstract checklist: the title identifies the study as a randomised trial, and the abstract reports the design, participants, interventions, primary outcome, results for each group with effect size and precision, harms, conclusions, registration and funding [1]. The primary outcome in the abstract must use the same name, time point and analysis population as the registry entry.
Report each primary and secondary outcome with the result for each group, the estimated effect size and its 95% confidence interval; for binary outcomes give absolute and relative effects. Separate pre-specified secondary and exploratory analyses from post hoc ones, and flag any outcome added after registration. This is where outcome switching and selective reporting are most often detected [2].
07Cross-document consistency audit
Before journal submission, build a one-page table comparing the registry, protocol, SAP and manuscript on six fields: primary outcome definition, time point, target sample size, randomisation method, analysis population and primary statistical model. Explain any difference in the methods with the date and reason. Including the table in the cover letter can shorten editorial screening and anticipates a statistical reviewer’s questions. Our guide to mapping outputs to the SAP shows how to keep results traceable.
- Primary outcome and time point identical across all four documents.
- Sample size parameters (effect size, power, alpha, attrition) reproduced exactly.
- Analysis population (intention-to-treat, modified, per-protocol) defined once and used consistently.
- Interim analyses and stopping rules reported if the protocol or SAP specified them [7].
08Pre-submission checklist
Copy Table 1 into your submission folder and tick each item before journal submission. These checks support research transparency, reproducibility and publication readiness during peer review.
| Component | Requirement | Evidence to upload | Done |
|---|---|---|---|
| Registration | Prospective; number in abstract; primary outcome matches | Registry record PDF | ☐ |
| Protocol | SPIRIT 2025-aligned; versions and amendments dated | Protocol and amendment log | ☐ |
| SAP | Finalised before unblinding; estimand defined | Signed, dated SAP | ☐ |
| CONSORT 2025 | 30 items with page numbers; flow diagram | Completed checklist and figure | ☐ |
| Outcome consistency | Registry, protocol, SAP and manuscript agree | Cross-check table in cover letter | ☐ |
| Data sharing | ICMJE elements; matches registry plan | Statement in manuscript | ☐ |
| Ethics and consent | Committee name, approval number, consent process | Approval letter | ☐ |
| Funding and COI | Funder role and ICMJE disclosure forms | Disclosure forms for all authors | ☐ |
Questions
Will a journal accept a retrospectively registered trial?
ICMJE policy requires prospective registration, so retrospective registration risks rejection. Some journals consider such trials if the delay and its reasons are disclosed. Report the registration date, first enrolment date and whether outcomes changed after enrolment.
Does the SAP have to be published or uploaded?
CONSORT 2025 asks authors to state where the protocol and SAP can be accessed, and many journals request the SAP as a supplementary file during peer review. Upload the dated version finalised before unblinding.
What should a data sharing statement say if data cannot be shared?
State clearly that individual participant data will not be shared and why, such as consent or regulatory limits. Say whether the protocol or SAP is available, and make sure the statement matches the registry plan.
References
- Hopewell S, Chan AW, Collins GS, et al. CONSORT 2025 statement: updated guideline for reporting randomised trials. BMJ. 2025;389:e081123. https://doi.org/10.1136/bmj-2024-081123
- Chan AW, Hróbjartsson A, Haahr MT, Gøtzsche PC, Altman DG. Empirical evidence for selective reporting of outcomes in randomized trials: comparison of protocols to published articles. JAMA. 2004;291(20):2457-2465. https://doi.org/10.1001/jama.291.20.2457
- International Committee of Medical Journal Editors. Clinical trial registration. Recommendations for the Conduct, Reporting, Editing, and Publication of Scholarly Work in Medical Journals. Accessed 3 November 2026. https://www.icmje.org/recommendations/browse/publishing-and-editorial-issues/clinical-trial-registration.html
- De Angelis C, Drazen JM, Frizelle FA, et al. Clinical trial registration: a statement from the International Committee of Medical Journal Editors. N Engl J Med. 2004;351(12):1250-1251. https://doi.org/10.1056/NEJMe048225
- Chan AW, Boutron I, Hopewell S, et al. SPIRIT 2025 statement: updated guideline for protocols of randomised trials. BMJ. 2025;389:e081477. https://doi.org/10.1136/bmj-2024-081477
- International Council for Harmonisation. E9: Statistical principles for clinical trials. 1998. https://database.ich.org/sites/default/files/E9_Guideline.pdf
- Gamble C, Krishan A, Stocken D, et al. Guidelines for the content of statistical analysis plans in clinical trials. JAMA. 2017;318(23):2337-2343. https://doi.org/10.1001/jama.2017.18556
- International Council for Harmonisation. E9(R1) Addendum on estimands and sensitivity analysis in clinical trials. 2019. https://database.ich.org/sites/default/files/E9-R1_Step4_Guideline_2019_1203.pdf
- Taichman DB, Sahni P, Pinborg A, et al. Data sharing statements for clinical trials: a requirement of the International Committee of Medical Journal Editors. N Engl J Med. 2017;376(23):2277-2279. https://doi.org/10.1056/NEJMe1705439
Update log
- Published by Pubrica
How to cite this article
Dr. Charlie. (2026, November 2). Clinical Trial Manuscript Submission Checklist: Registration, Protocol, SAP, CONSORT 2025 Checklist and Data Sharing Statement. Pubrica. https://pubrica.com/academy/journal-submission/clinical-trial-manuscript-submission-checklist/
This article is general information for researchers, not legal, regulatory or funding advice. Check the current requirements of your journal, funder, ethics committee or regulator before you act on it.
